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Registered Investment Advisor I am registered with the SEC under the Investment Advisors Act of 1940 or with a state securities commission, or I am exempt from registration under SEC rules and regulations. I am a fiduciary. I am not a registered representative employed by a broker dealer. Broker/Dealer I am a registered representative of a broker-dealer firm that is registered with the SEC and is a member of the NASD. Bank Professional I work for a bank and manage portfolios on behalf of clients within the brokerage, private wealth, family office, foundation and endowment, or pension groups. Institutional Investor I manage portfolios on behalf of, or otherwise represent, an organization or entity, including banks, savings and loans, insurance companies, registered investment companies, governmental entities, employee benefit or qualified plans, and/or any other entity with total assets of at least $50 million. Individual Investor I am not a financial professional. |